The 2023 Financial Services Compliance Series comprises 10 x monthly webinars of 60 minutes, inclusive of a 15-minute Q&A. The series provides topical industry updates, delivered by recognised industry-expert speakers.
Keeping up to date with the latest news, regulations and insights in the industry can be hard. This series of webinars aggregates the key insights to enable delegates to ensure that they are informed as to the most prevalent issues facing the sector both now and over the coming years.
Series Agenda
Webinar 1: Dealing with compliance breaches and the role of the breach register
27 April 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 2: Sanctions screening challenges amid an unprecedented rise in global Sanctions
11 May 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 3: Conducting internal investigations
25 May 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 4: The principles of effective outsourcing
22 June 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 5: Understanding your employee risk
13 July 2023 | 10:00-11:00 | 1 CPD Hours
Nicola Crowell: Director at Cyan
Webinar 6: Effective Risk Management
14 September 2023 | 10:00-11:00 | 1 CPD Hours
Clive Thompson: Technical Adviser at Institute of Risk Management
Webinar 7: Understanding the Risk of Politically Exposed Persons PEP's
28 September 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 8: Building effective internal bribery and corruption risk management frameworks
12 October 2023 | 10:00-11:00 | 1 CPD Hours
Barry Vitou: Partner at Holman Fenwick Willan LLP
Webinar 9: Designing a robust business risk assessment
09 November 2023 | 10:00-11:00 | 1 CPD Hours
Webinar 10: Board liaison – considerations for compliance officers
07 December 2023 | 10:00-11:00 | 1 CPD Hours
