Using recent case studies in regulatory enforcement across the crown dependencies and further afield, this seminar with Andrew Horbury will provide a contextual review of ML/TF and AML/CFT regulatory risk analysing common factors in enforcement action and the AML/CFT regulatory failings upon which they are based.
Course Content
- Recent enforcement action across the crown dependencies
- Other notable jurisdictions and enforcement action taken
- Macro trends in enforcement action
- Common pitfalls for regulated financial services businesses
- What conclusions can we draw?
To book please use the "Register Online" link below. Email events@sifs.co.uk with any booking queries.
