This course is delivered by Jo French.
The course will cover:
*What are your duties - statute, common law, fiduciary
*How is a duty breached?
*What are the potential consequences?
*Managing an investigation
*Review of recent regulatory action
Coffee, registration and sandwiches are from 11.30 am for a 12 noon start
Become a member.
Full members can submit a detailed firm listing for posting on our website, staff of full members can attend our regular lunchtime seminars free of charge, all members have priority booking for our BPP International Finance training courses.
Become a member