Seminars
EVENTS

Managing regulatory intervention

Upper Hall, Loch Promenade Church, Douglas

This DQ sponsored seminar is with Dawn Jones of DQ Advocates.

Given the rise in regulatory enforcement, leading defence advocate, Dawn Jones will share her experience of how best to deal with any regulatory intervention. Dawn will discuss the importance of proper correspondence, interview protocol and key things to consider in all aspects of interaction with the regulators or any other authority. Dawn will also comment on cost considerations including whether insurance policies are likely to cover the costs of legal proceedings.

This event is free to staff of ACSP member firms and to associate members.

If you would like to book a space to attend, please email aking@acsp.co.im . All bookings will be confirmed by email.

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Full members can submit a detailed firm listing for posting on our website, staff of full members can attend our regular lunchtime seminars free of charge, all members have priority booking for our BPP International Finance training courses.

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