This course is with coffee and registration from 12.45 pm and is taught by Jo French.
This course is designed for newly-appointed compliance officers/assistants but would also be useful for firms wishing to provide those in the organisation who do not work in the compliance arena with an understanding of the essential role compliance plays, and so engendering a positive compliance culture.
- What is compliance?
- Regulation of industry sectors;
- Compliance benefits and responsibility;
- The compliance function;
- The role of the compliance officer;
- Key relationships and other dependencies;
- Compliance tasks and issues;
- Barriers to effective compliance.
