This course is taught by Frank De Mita, and is with coffee and registration from 9.30 am. The course will cover:
* How the Business Risk Assessment feeds into an AML/CFT Audit
* AML/CFT Audit Standards
* Who should conduct the Audit?
* Circulation of the audit report
* Expressing an opinion and impact on legal, regulatory, internal compliance and operational risks
* Access to Records and Reports
* How Boards should direct and action AML/CFT Audits
* Overlap with Role of Supervisor
* Overlap and effect on External Financial Audits
